WHO WE ARE

Our location in historic Arlington Corner symbolizes our deep commitment to our community and its heritage. We have served Santa Barbara families and institutions for many years, and support more than 30 nonprofits and local causes. We are a fully independent advisor firm aligned with our clients. That means we are free to use our best judgement to craft the solutions we believe are right for you.

Our clients see us as educators and friends as well as advisors. They call on us to consult on family and business matters as well as financial decisions.

Advisors

JOHN A. LORENZ
Partner--Operations
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DIANNE G. DUVA, CFP®
Managing Partner
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ARTHUR G. SWALLEY, CIMA®
Partner--Investments
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R. WELLS HUGHES
Partner
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JOSEPH R. WEILAND, CFP®
Partner
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CODY MAKELA, CFP®
Partner
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FRANK TABAR
Strategic Business Development
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ALLY MEIER, CFP®
Associate Financial Advisor
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MICHAEL YANG, CFP®
Associate Financial Advisor
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Client Services Team

SHANNON PEARCE
Senior Client Associate
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NICOLE DELOZIER
Client Services Associate
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ALICIA EDWARDS
Operations Administrative Associate
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LINDA PLANT
Client Services Associate
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We have designed our offices to offer a home-like, “kitchen table” environment to make your entire family feel comfortable and to promote deeper conversations about your personal goals and concerns.

Commitment to Community

We are proud to support the following non-profits:

  • All Saints by the Sea Parish School
  • Anti-Defamation League
  • Arroyo Hondo Preserve
  • Arts and Lectures UCSB
  • Big Brother/Big Sister Program
  • Cambridge Foundation
  • Child Abuse Listening Mediation
  • Cold Springs School Foundation
  • Direct Relief International
  • Dream Foundation
  • Family Service Agency
  • Friends of the Library – Santa Barbara
  • Habitat for Humanity
  • Jodi House
  • Junior League of Santa Barbara
  • Katherine Harvey Fellows- Santa Barbara Foundation
  • Laguna Cottages for Seniors
  • Land Trust for Santa Barbara County
  • Marymount Foundation
  • Music Academy of the West
  • Natural History Museum
  • Saint Francis Foundation
  • Santa Barbara Choral Society
  • Santa Barbara Middle School
  • Santa Barbara Mission Parish
  • Santa Barbara Music Club
  • Santa Barbara Public Library Foundation
  • Santa Barbara Swim Club
  • Santa Barbara Symphony
  • Santa Barbara Youth Symphony
  • Scholarship Foundation of Santa Barbara
  • Storyteller
  • Sunflower Foundation
  • Sunrise Rotary
  • Susan G Komen Breast Cancer Foundation
  • Teddy Bear Cancer Foundation
  • Trinity Children and Family Services
  • Wilderness Youth Project
  • Women’s Economic Ventures
  • Women’s Fund of Santa Barbara

We actively mentor our clients and the wider community on financial matters through our consultative approach, as well as a radio show that features live conversations about important personal finance topics.

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